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Important Measures

Important Measure January 2025

2025-03-26



1.    Amendment to the Regulations Governing the Public Offering of Securities Investment Trust Funds by Securities Investment Trust Enterprises 

To enhance flexibility in the method of remittance of the subscription price when investors subscribe to funds through securities firms, making the fund subscription process more convenient for investors, the Financial Supervisory Commission on 8 January 2025 issued an amendment to Article 24 of the Regulations Governing the Public Offering of Securities Investment Trust Funds by Securities Investment Trust Enterprises, allowing a securities firm that is making a subscription to a securities investment trust fund in the name of an investor to handle the payment and receipt of funds through the customer account ledger of the securities firm's settlement account in accordance with Article 38, paragraph 2 of the Regulations Governing Securities Firms, without being subject to the restriction that the subscription price must be remitted directly to the segregated fund account by the subscriber.

 
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  • Update: 2025-03-26
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