In order to strengthen the communication with securities investment trust enterprises and improve the effectiveness of internal audit mechanisms, the FSC held a colloquium for chief internal auditors of 38 securities investment trust enterprises on December 6, 2024.

The session topics included recent regulation amendments and supervision focuses, introduction of primary examination findings of securities investment trust enterprises, ethics surveys and gender equality, and the anti-fraud practice.

During the meeting, the FSC exchanged a wide range of opinions on topics, including recent supervisory issues and critical audit matters with all participants. With two-way communication, it allowed financial institutions to gain a better understanding about the supervisory concerns and the examination focuses.